ubs retirement plan manager

Having spent more than 15 years in the industry, Elizabeth has extensive knowledge of financial services and how best to offer those services to the benefit of Retirement Plan Services clients. Based in the Netherlands, Aegon is one of the worlds largest providers of life insurance, pension solutions and asset management products, operating in more than 20 markets worldwide. Prior to joining the Alpha+ Group, Ryan served UBS as the Business Analyst for the Northwest Region where he earned his Series 7 and 66 licenses. Variable products and mutual funds are underwritten and distributed by Transamerica Capital, Inc., and/or distributed by Transamerica Investors Securities Corporation, each a broker-dealer and member of FINRA. WebWere a team of seasoned financial professionals, driven to bring real change for you, your business or your organization. . Wenn Member SIPC. Order Routing Disclosure. Transamerica is part of the Aegon group of companies. Retirement plans are complex, and the federal and state laws or regulations on which they are based vary for each type of plan and are subject to change. We take the time to look at it holistically, and to understand its distinctive financial situation. See if you qualify! Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer. Together, you and your UBS Financial Advisor can help prepare your financial life for today, tomorrow and generations to comeso you can stay focused on what matters most, no matter what the markets are doing. In invested assets globallyAs of 06/30/2022. The bank focuses on businesses that have a strong competitive position in their targeted markets, are capital efficient, and have an attractive long-term structural growth or profitability outlook. Plan participants want to know they are making the most of their benefits. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service. WebOur mission is to provide quality strategies customized to your needs. Ronald Fleischman Executive Director Branch Manager View bio The circular economy: What is it? In addition, TAG Resources will serve as the plans 402(a) and 3(16) fiduciary and manage the plans day-to-day administrative duties. The Exchange is not a multiple employer plan (MEP). This disclosure is required by the SECs Best Interest Regulation to provide a summary of services provided by UBS. Whether theyre investing for a legacy that lasts for generations, pursuing successful business ventures or creating a philanthropic impact, they have all the resources all under one roof. A small number of our financial advisors are not permitted to offer advisory services to you, and can only work with you directly as UBS broker-dealer representatives. Transamerica serves nearly every customer segment, providing a broad range of quality life insurance and investment products, individual and group pension plans, as well as asset management services. We understand both the incentive value of a retirement plan and the commitment required to administer the plan and address fiduciary responsibilities. Together, we can focus on pursuing the results that matter: Fiduciary Governance, Plan Health, and Retirement Readiness. For more information on third party rating methodologies, please visitubs.com/us/en/designation-disclosures. Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer. Customized Retirement Plan Design Bruce addresses several priorities for each relationshipclarifying client needs, identifying goals and implementing plan changes to drive outcomes. You can ask us to review your brokerage account and provide you with investment recommendations at any time. The sudden collapse of Silicon Valley Bank on Friday sent shockwaves across the venture capital and startup communities, forcing business owners to scramble as they looked to shore up their finances, fearing a bank run could eliminate their uninsured balances. We will work with you to consider the many factors that should impact your decision, such as timing of the sale, family dynamics, structure, and your team of advisors to assist in the transition. Please consult the sales restrictions relating to the service in question for further information. $ 2.8 trillion. Their employees enjoy the benefits of a workplace retirement plan and the tax-deferred advantages of a typical 401(k) plan. We can help you understand the advantages of community foundations, donor advised funds, private foundations and other advanced philanthropic strategies. Statement of Financial Condition- UBS FSI of Puerto Rico. Best Execution Statement. Best Execution Statement. Our goal is to be your primary source of financial advice. Transamerica serves nearly every customer segment, providing a broad range of quality life insurance and investment products, individual and group pension plans, as well as asset management services. We understand the complexities of intergenerational wealth and the challenges that arise. WebOur goal is to be your primary source of financial advice. ein Mensch und keine Maschine sind. It is a required disclosure for IRAs and owner-only or owner and spouse pension plans. Your financial advisor will let you know if this is the case and, if you desire advisory services, will be happy to refer you to another financial advisor who can help you. A small number of our financial advisors are not permitted to offer advisory services to you, and can only work with you directly as UBS broker-dealer representatives. Our mission is to provide quality strategies customized to your needs. UBS is excited to introduce business owners to a powerful workplace retirement plan solution that offers similar services and economies of scale that are typically only enjoyed by large corporations, said Gene Silverman, Executive Director, Head of Retirement Plan Services at UBS. Depending on where you are in your life and the priorities that matter most, our planning conversations may focus on liquidity management, your cash flow needs, asset replacement solutions such as insurance, estate planning strategies, or tax and legal structures such as trusts and philanthropic vehicles. Your message has been successfully submitted. It is important that clients understand the ways in which we conduct business, that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. In addition, TAG Resources will serve as the plans 402 (a) and 3 (16) fiduciary and manage the plans day-to-day administrative duties. UBS Financial Services Inc. is also registered as a Futures Commission Merchant (FCM) with the U.S. Commodity Futures Trading Commission (CFTC) and offers brokerage services related to the execution and clearing of on-exchange futures and options on futures products. He pays particular attention to the defined contribution retirement plan landscape and the heightened fiduciary responsibilities facing plan sponsors while keeping a focus on helping participants pursue their retirement goals. Managing your wealth goes beyond managing your money so she will discover what's most important to you and help you make a plan to pursue it. Todays retirement plan landscape is changing rapidly. We take a collaborative approach to helping you address these challenges. Please consult the sales restrictions relating to the service in question for further information. Advisory & Brokerage Services. Agreements and Disclosure. This disclosure document for UBS Select for Corporate Plans also serves as 408(b)(2) disclosure for plan fiduciaries choosing UBS Select. For more information, please review the PDF document at, ubs.com/us/en/designation-disclosures.html, Statement of Financial Condition- UBS FSI of Puerto Rico, Important Information About Auction Rate Securities (Not for Puerto Rico), Futures Commission Merchant (FCM) Information for UBS Financial Services Inc. View job description, responsibilities and qualifications. Si continas recibiendo este mensaje, infrmanos del problema Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. CFP Board's Trademark Disclaimer. Program types and features The programs on the UBS Select for Corporate Retirement Plans Platform generally fall into two types: Mutual fund programs We know how important it is to keep you informed and up to date on the services we provide and the compensation we receive with respect to your retirement plans and accounts. To receive your report please click on the link below. UBS Retirement Plan Manager (RPM) is an advisory program that offers discretionary investment management, with UBS acting as an investment manager under ERISA Section 3 (38). https://www.ubs.com, Wealth management services in the United States are provided by UBS Financial Services Inc., a registered investment advisor and broker-dealer offering securities, trading, brokerage and related products and services. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.Learn more at ubs.com/wealthway. We have designed this web page to provide you easy, up-to-date access to all of our disclosures relating to your retirement plan or account. WebUBS is the worlds largest and only truly global wealth manager. Member NFA. Important Information About Auction Rate Securities (Not for Puerto Rico). The NAPA rating is awarded annually in September based on information from June to August of the award year. Your plan participants. Aiutaci a proteggere Glassdoor dimostrando che sei una persona reale. A small number of our financial advisors are not permitted to offer advisory services to you, and can only work with you directly as UBS broker-dealer representatives. It is important that clients understand the ways in which we conduct business, that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. After passing the Securities Industry Essentials exam, Catherine is currently studying for her Series 7 and 66 exams to become fully licensed. UBS Financial Services Inc. is also registered as a Futures Commission Merchant (FCM) with the U.S. Commodity Futures Trading Commission (CFTC) and offers brokerage services related to the execution and clearing of on-exchange futures and options on futures products. envie um e-mail para Statement of Financial Condition- UBS FSI of Puerto Rico. Outside of work, Spencer enjoys spending time with hisfiance and traveling looking for exciting new places to eat and things to see. The majority of private business owners and entrepreneurs may not be familiar with all their exit options. These documents, together with the particular program contract agreement, fulfill the disclosure requirements under the Department of Labor's regulations under Section 408(b)(2) of ERISA. What will your legacy be?Its never too early to plan ahead. Best Execution Statement. WebUBS Retirement Plan Consulting - Relationship Manager / Plan Advisor Weehawken, NJ 30d+ UBS Field Based Retirement Plan Specialist Weehawken, NJ 30d+ $60K-$89K Per Year (Glassdoor est.) CFP Board's Trademark Disclaimer. WebIts never too early to plan ahead. Transamerica is a pioneer for pooled retirement plans with 20 years of experience. By going through our exit planning process, you can assess if your business is ready and you are comfortable with the potential outcomes. Our goal is to be your primary source of financial advice. Your financial advisor will let you know if this is the case and, if you desire advisory services, will be happy to refer you to another financial advisor who can help you. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. We can work with your advisors and provide choices of specialized advisors vetted and not financially connected to our firm. UBS Financial Services Inc. is also registered as a Futures Commission Merchant (FCM) with the U.S. Commodity Futures Trading Commission (CFTC) and offers brokerage services related to the execution and clearing of on-exchange futures and options on futures products. Based in the Netherlands, Aegon is one of the worlds largest providers of life insurance, pension solutions and asset management products, operating in more than 20 markets worldwide. TAGs success at providing products that are easy to administer, mitigate risk and control costs have made them one of the largest fiduciary outsourcing firms in the United States today. This assessment helps us make more informed and tailored recommendations about streamlining design, provisions, budgets, regulatory compliance recordkeeping and, most important, retirement planning education for employees. Information regarding retirement plans is general and is not intended as legal or tax advice. In addition, TAG Resources will serve as the plans 402 (a) and 3 (16) fiduciary, and manage the plans day-to-day administrative duties. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service. WebUBS Group AG, through UBS Next, is a strategic investor in Trust & Will. They match 6% of the 401k contributions. Our goal is to be your primary source of financial advice. The services included in the, Transamerica is thrilled to partner with UBS on our, Please contact your local UBS Financial Advisor to learn more about the Transamerica, TAG Resources, LLC, headquartered in Knoxville, Tennessee, is the industry leader in pooled retirement structures. Notice for Non-U.S. Investors. Futures Commission Merchant (FCM) Information for UBS Financial Services Inc. Short URL: WebWhat 401K Plan benefit do UBS employees get? Our 150-year heritage of managing the wealth of generations of the worlds visionariescreative thinkers, driven doers, legacy buildersis a testament to our passion for what we do. As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. las molestias. Erica has a background as a world-class speed skater and plans to pursue a career in radiology. Spencer is a 2018 graduate from the University of Wisconsin-Madison with a degree in Personal Finance. information, As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. an. Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer. Business transition and succession planning. You will hear from us regularly with updates and ideasand expect your calls or questions to be addressed. real person. The RPM is an advisory program that offers discretionary investment management, with UBS acting as an investment manager under ERISA Section 3 (38). King Wealth Management and UBS Retirement Plan Consulting Services can help you manage the complexity of your defined contribution retirement plan, while helping you serve the best interests of your participants. Best Execution Statement (PDF). Plan design, the investment menu, fiduciary liability, fees, service providers and participant retirement readiness are all evaluated in order to outline where things are today and discuss opportunities moving forward. In addition, TAG Resources will serve as the plans 402 (a) and 3 (16) fiduciary and manage the plans day-to-day administrative duties. Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer. Member SIPC. Your financial advisor will let you know if this is the case and, if you desire advisory services, will be happy to refer you to another financial advisor who can help you. Our goal is to help simplify your life so you have the freedom to fully assess your options, make wise financial decisions and move forward with confidence. Your financial advisor will let you know if this is the case and, if you desire advisory services, will be happy to refer you to another financial advisor who can help you. verdade. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service. We can connect you to the resources you need to solve any challenge that may arise. TAG Resources will serve as the plans 402 (a) and 3 (16) fiduciary and manage the plans day-to-day administrative duties. Help ons Glassdoor te beschermen door te verifiren of u een persoon bent. Private Wealth Management is a division within UBS Financial Services Inc., which is a subsidiary of UBS AG. Order Routing Disclosure. . Statement of Financial Condition (PDF). Estate planning strategies. She focuses her efforts on providing the highest in personalized service to individual and institutional clients. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service. Transamerica companies are part of the Aegon Group. Sie weiterhin diese Meldung erhalten, informieren Sie uns darber bitte per E-Mail Wealth management services in the United States are provided by UBS Financial Services Inc., a registered broker-dealer offering securities, trading, brokerage and related products and services. Notice for Non-U.S. Investors. As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. Wealth management services in the United States are provided by UBS Financial Services Inc., a registered broker-dealer offering securities, trading, brokerage and related products and services. Whether youre discussing an inheritance, insurance, a business transition or wealth transfer, an open, honest discussion among family members makes the process more rewarding for everyone. We are sorry for the inconvenience. A small number of our financial advisors are not permitted to offer advisory services to you, and can only work with you directly as UBS broker-dealer representatives. WebAt the end of the day, its not just about wealth. We can help you bring your vision to life. But you also dont want to live with untapped potential. Member FINRA. BrokerCheck He and his wife, Bernadette, have been married for over 40 years. It may not be complete. Account Sweep Yields. John brings more than a decade of investing experience to his position with Retirement Plan Services. Erica graduated cum laude from Marquette University and is a medical student at Creighton University Medical School. Sign in to create your job alert for Program Manager jobs in United States. Statement of Financial Condition- UBS FSI of Puerto Rico. Log in to reach your Financial Advisor Not yet a client? For more information, please review the PDF document atubs.com/relationshipsummary.UBS Financial Services Inc. does not provide tax or legal advice. TAG has a culture of innovation that is unique in the retirement industry, and it is TAGs model that is the basis of the pooled structuresunder the SECURE Act of 2019. Bitte helfen Sie uns, Glassdoor zu schtzen, indem Sie besttigen, dass Sie Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. King Wealth Management will make recommendations where, and if, necessary as your plan unfolds. When it comes to helping clients pursue their goals, our ears are our best resource. For needs that go beyond your ownto help you improve the lives of others. For more information on third party rating methodologies, please visitubs.com/us/en/designation-disclosures. Our team collaborates with each of your advisors along with our own professional network of subject matter experts to bring you the very best that UBS has to offer. Advisory & Brokerage Services. WebWhich benefits does UBS provide? The Presidents proposal has multiple components to it, including forced distributions for retirement accounts over $10 million and reporting by plan administrators to the Treasury on accounts with balances that exceed $2.5 million. Whats the right plan to help make sure your retirement funds last? per informarci del problema. Click the link in the email we sent to to verify your email address and activate your job alert. Paul specializes in 401(k) fiduciary risk management, portfolio construction, and educating plan participants on retirement readiness. From budgeting and investment management to charitable giving and estate planning strategies, Bernadette makes every effort to serve as a trusted source of advice for her clients and their families. Children are also naturally curious and may ask you about death. Private Wealth Management is a division within UBS Financial Services Inc., which is a subsidiary of UBS AG. UBS UBS Wealth Advice Center, Team Manager Charlotte, NC 18d UBS Reinvestment Specialist Retirement Participant Engagement Weehawken, NJ Lamentamos pelo inconveniente. Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer. He offers insightful advice, a formal investment discipline and a customized consulting process aimed at helping our clients strengthen their retirement plans and manage the increasing complexity associated with them. $125,000.00, $85,768.00 For employees, the timing couldnt be better as they are likely eager to save through a workplace retirement plan coming out of one of the most challenging economic times of their lives.. Please help us protect Glassdoor by verifying that you're a Vice PresidentWealth Management. He works on fiduciary/trustee liabilities for retirement plans, endowments, foundations, pension plans and their individual participants. Our goal is to help simplify your life so you have the freedom to fully assess your options, make wise financial decisions and move forward with confidence. We focus on a collaborative approach that looks at all of the moving parts of your retirement plan. Products and services mentioned on these web pages may not be available for residents of certain nations. Private Wealth Management is a division within UBS Financial Services Inc., which is a subsidiary of UBS AG. Account Sweep Yields. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. We build long-lasting relationships by helping each generation prepare for the responsibilities that come with wealth. Statement of Financial Condition. Loan Disclosure Statement. Get notified about new Program Manager jobs in United States. Our team has the resources and network to help explore all possible options, including those you are not currently thinking about. Order Routing Disclosure. Please consult with your tax and legal advisors regarding your personal circumstances. In invested assets globally. We make a real impact in the lives of our clients by guiding them through major life events and helping them preserve and pass on their wealth. References to Transamerica on this site apply to an individual company or collectively to these and other Transamerica companies. Advisory & Brokerage Services. enva un correo electrnico a This assessment helps us make more informed and tailored recommendations about streamlining design, provisions, budgets, regulatory compliance recordkeeping and, most important, retirement planning education for employees. WebWealth advice for your life's goals. BrokerCheck to let us know you're having trouble. She joined UBS in 2015 as a Wealth Planning Analyst, providing comprehensive financial planning services for over 100 advisors and their clients in the South Florida Market. Futures Commission Merchant (FCM) Information for UBS Financial Services Inc. In the larger move, UBS Wealth Management USA hired Thomas Sheehan from Merrill in Providence, Rhode Island, according to an announcement. Please consult with your tax and legal advisors regarding your personal circumstances. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service. Based on these insights, we deliver unbiased guidance and independent decision making and a comprehensive wealth planning strategy aligned completely with your interests and informed by sophisticated portfolio, tax, and risk management techniques tailored to your needs. Contact. With nearly 32 years of wealth management experience, Mike helping our institutional clients improve operating efficiency and overall strength oftheir retirement plans and works with affluent individuals on sophisticated legacy and financial planning. For the full year of 2020, Aegon managed over $1.1 trillion in revenue generating investments. Recognizing the necessity of health and wellness during peak working life, Transamericas dedicated professionals work to help people take the steps necessary to live better today so they can worry less about tomorrow. under the SECURE Act of 2019. If you continue to see this 51 countries. He currently lives in the Washington Heights neighborhood of Milwaukee and is an avid golfer, home cook, and jazz music enthusiast. He adds experience, as well as youth, to our team. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. He assisted both individual clients and nonprofit organizations in setting up charitable trusts and private foundations and consults with corporations and nonprofit organizations on their retirement plans. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service. Securities offered through Transamerica Investors Securities Corporation, Harrison, NY. This website uses cookies to make sure you get the best experience on our website. Retirement Plan Consulting Services and Retirement Plan Manager Form ADV - Updated August 2022. , or ask your UBS Financial Advisor for a copy. Because were a consultant, you can take advantage of our services without needing to change your current record keeper. As a team of professional Retirement Plan Consultants, we stand ready to help you and your employees meet these challenges. This disclosure is required under ERISA section 408(b)(2) regulations to provide plan fiduciaries of qualified retirement plans with important fee and service information. Prior to John Hancock, she held several roles at BankAtlantic including Personal Banking Representative, Team Leader, and Customer Service Manager. Outside of UBS A strong believer in giving back to the community, Bernadette has been a volunteer for over 10 years with the St. Bens Community Meal Program, preparing and serving meals to those in need in downtown Milwaukee and participating in a variety of fundraising activities. UBS is the largest truly global wealth manager, and a leading personal and corporate bank in Switzerland, with a large-scale and diversified global asset manager and a focused investment bank.